DIFC
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Company Overview

Status of registration:

Active

Business activities:

Arranging Credit and Advising on Credit

Arranging Deals in Investments

Advising on Financial Products

Managing Assets

Dealing in Investments as Agent

Arranging Custody

Registered Number:

1362

Registered offices:

Unit 01, Floor 4, Gate Precinct Building 5, Dubai International Financial Centre, Dubai, 121806, United Arab Emirates

Company Information

Name:

Alpen Asset Advisors Limited

Trading Name:

Alpen Asset Advisors Limited

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Private Company

Date of Incorporation :

14 03 2013

Commercial License Validity Date:

13 03 2023

Directors:

Johann Kurmann

Edward Villiers

Rohit Walia

Ronald Craig Roberts

Shareholders:

Alpen Capital Corporation Limited

Company Secretary:

Lakshmanan Tirunellai Mahadevan

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Auditor:

Ernst & Young Middle East (Dubai Branch)

Share Capital:

5000000 issued shares of Class Ordinary with a nominal value of USD 1 per Share


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Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Members, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

personal details, family details, employment details, financial details, photographs

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List of Jurisdictions to which Personal Data may be transferred:

Liechtenstein, Switzerland, United Kingdom, ADGM, Singapore, Cayman Islands, Mauritius, Monaco, United Arab Emirates, India, Qatar, Oman, Bahrain


Former Properties

Company Secretary:

Prabhakar Vasant Limaye until 31 May 2016

Shankanada Abeywardene until 12 August 2018

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