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Company Overview

Status of registration:

Active

Business activities:

Arranging Deals in Investments

Advising on Financial Products

Registered Number:

0546

Registered offices:

Unit Unit 06 , Unit 07 , Level 1, Currency House - Building 1, Dubai International Financial Centre, Dubai, 506661, United Arab Emirates

Company Information

Name:

BlackRock Advisors (UK) Limited

Trading Name:

Blackrock Advisors (UK) Limited (DIFC Branch)

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

30 Jan 2008

Commercial License Validity Date:

29 Jan 2022

Directors:

NICHOLAS JAMES CHARRINGTON

ELEANOR JUDITH DE FREITAS

JAMES EDWARD FISHWICK

RACHEL LORD

Christian Clausen

STACEY OUTHWAITE

MARGARET ANNE YOUNG

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

30th November

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

Yes

Purpose for the Personal Data Processing:

Advt, Mrkt & PR for the DC Itself, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Complainants, Correspondents, Enquirers

Description of the Class of Personal Data being Processed:

Client personal data processed by BlackRock Advisors (UK) Limited – Dubai Branch (“BlackRock Dubai”) or on behalf of BlackRock Dubai includes – personal details e.g. name, addresses, contact details. Personal data required under AML and financial crime laws i.e. passports, identification documents, controller and beneficial ownership information. Employee personal data processed by and on behalf of BlackRock Dubai includes – personal details i.e. name, addresses, contact details, employment eligibility information. Family, lifestyle and social details i.e. housing details, travel and leisure activities. Employment details i.e. recruitment, performance appraisals, training records. Financial details which includes salary, compensation, insurance and pension details. Client special category data processed by and on behalf od BlackRock Dubai is limited to data processed for the purpose of complying with AML and financial crime obligations. Such data is limited to the screening of politically exposed persons identified as a result of client due diligence and risk assessments. Employee special category data processed by and on behalf of BlackRock Dubai is limited to any information which may be stored related to employee health and wellbeing or information that could be classified as sensitive employment details.

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List of Jurisdictions to which Personal Data may be transferred:

Hungary, United Kingdom, Singapore, Saudi Arabia, India, United States


Former Properties

Company Secretary:

GREGOR ALEXANDER CRAIG until 15 May 2014

ADRIAN DYKE until 20 November 2012

JANET TAYLOR until 08 July 2015

AGNIESZKA CABAN until 10 January 2016

Trade Name:

Blackrock Advisors (UK) Limited - Dubai Branch until 29 January 2017

Name:

BlackRock Advisors (UK) Limited - Dubai Branch until 29 January 2017

Barclays Global Investors Limited until 21 September 2009

Directors:

SCOTT FRANKLIN THIEL until 30 November 2012

ROGER TOOZE until 10 October 2013

COLIN ROY THOMSON until 20 January 2021

QUINTIN RUPERT SALTER PRICE until 12 March 2014

MICHAEL BERNARD WALSH

CHRISTOPHER JOHN RIMMER until 30 October 2009

TIMOTHY DAVID WEBB until 25 March 2014

CHARLES CHRISTOPHER PRIDEAUX until 25 March 2014

DAVID JONATHAN SEMAYA until 01 December 2009

EDWARD HART until 01 March 2013

NICHOLAS CHARLES DALTON HALL until 31 May 2017

LINDSAY PETER TOMLINSON until 31 March 2011

JOSEPH MARK LINHARES until 10 October 2013

RORY TOBIN until 09 July 2010

JOHN RICHARD KUSHEL until 24 May 2011

BRENDA SUE SKLAR until 25 March 2014

KEVIN ROBERT IRONMONGER until 28 June 2015

DAVID JAKOB BLUMER until 15 October 2017

RICHARD MICHAEL WEBB until 21 December 2017

JAMES FENELON DESMARAIS until 25 March 2014

MARK JEREMY MELVILLE NAYLOR until 25 March 2014

RUDOLPH ANDREW DAMM until 03 August 2020

PATRICK MICHAEL OLSON until 23 May 2019

Christian Clausen until 15 May 2018

Business activities:

Advising on Financial Products or Credit until 24 December 2017

Arranging Credit or Deals in Investments until 24 December 2017

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