Virtual assets and FATF guidelines – a risk-based approach for financial institutions
Name:
BlackRock Advisors (UK) Limited
Trading Name:
Blackrock Advisors (UK) Limited (DIFC Branch)
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
30 01 2008
Commercial License Validity Date:
29 01 2022
Directors:
STACEY OUTHWAITE
RACHEL LORD
Christian Clausen
JAMES EDWARD FISHWICK
ELEANOR JUDITH DE FREITAS
NICHOLAS JAMES CHARRINGTON
MARGARET ANNE YOUNG
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
30th November
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
Yes
Processing of Special Categories of Personal Data:
Yes
Purpose for the Personal Data Processing:
Advt, Mrkt & PR for the DC Itself, Provision of Financial Services, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers, Complainants, Correspondents, Enquirers
Description of the Class of Personal Data being Processed:
Client personal data processed by BlackRock Advisors (UK) Limited â Dubai Branch (âBlackRock Dubaiâ) or on behalf of BlackRock Dubai includes â personal details e.g. name, addresses, contact details. Personal data required under AML and financial crime laws i.e. passports, identification documents, controller and beneficial ownership information. Employee personal data processed by and on behalf of BlackRock Dubai includes â personal details i.e. name, addresses, contact details, employment eligibility information. Family, lifestyle and social details i.e. housing details, travel and leisure activities. Employment details i.e. recruitment, performance appraisals, training records. Financial details which includes salary, compensation, insurance and pension details. Client special category data processed by and on behalf od BlackRock Dubai is limited to data processed for the purpose of complying with AML and financial crime obligations. Such data is limited to the screening of politically exposed persons identified as a result of client due diligence and risk assessments. Employee special category data processed by and on behalf of BlackRock Dubai is limited to any information which may be stored related to employee health and wellbeing or information that could be classified as sensitive employment details.
List of Jurisdictions to which Personal Data may be transferred:
Hungary, United Kingdom, United States, India, Saudi Arabia, Singapore
Company Secretary:
GREGOR ALEXANDER CRAIG until 15 May 2014
ADRIAN DYKE until 20 November 2012
JANET TAYLOR until 08 July 2015
AGNIESZKA CABAN until 10 January 2016
Trade Name:
Blackrock Advisors (UK) Limited - Dubai Branch
Name:
BlackRock Advisors (UK) Limited - Dubai Branch until 29 January 2017
Barclays Global Investors Limited until 21 September 2009
Directors:
RUDOLPH ANDREW DAMM until 03 August 2020
Christian Clausen until 15 May 2018
MARK JEREMY MELVILLE NAYLOR until 25 March 2014
JAMES FENELON DESMARAIS until 25 March 2014
RICHARD MICHAEL WEBB until 21 December 2017
DAVID JAKOB BLUMER until 15 October 2017
KEVIN ROBERT IRONMONGER until 28 June 2015
BRENDA SUE SKLAR until 25 March 2014
JOHN RICHARD KUSHEL until 24 May 2011
RORY TOBIN until 09 July 2010
JOSEPH MARK LINHARES until 10 October 2013
LINDSAY PETER TOMLINSON until 31 March 2011
NICHOLAS CHARLES DALTON HALL until 31 May 2017
EDWARD HART until 01 March 2013
DAVID JONATHAN SEMAYA until 01 December 2009
CHARLES CHRISTOPHER PRIDEAUX until 25 March 2014
TIMOTHY DAVID WEBB until 25 March 2014
CHRISTOPHER JOHN RIMMER until 30 October 2009
MICHAEL BERNARD WALSH
QUINTIN RUPERT SALTER PRICE until 12 March 2014
COLIN ROY THOMSON until 20 January 2021
ROGER TOOZE until 10 October 2013
SCOTT FRANKLIN THIEL until 30 November 2012
PATRICK MICHAEL OLSON until 23 May 2019
Business activities:
Advising on Financial Products or Credit until 24 December 2017
Arranging Credit or Deals in Investments until 24 December 2017
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