Status of registration:
Active
Business activities:
Arranging Deals in Investments
Arranging Credit and Advising on Credit
Advising on Financial Products
Registered Number:
1934
Registered offices:
Unit 05 Level 6, Building 1 Currency House, Dubai International Financial Centre, Dubai, 507023, United Arab Emirates
Name:
Canaccord Genuity (Dubai) Ltd.
Trading Name:
Canaccord Genuity
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Private Company
Date of Incorporation :
17 08 2015
Commercial License Validity Date:
16 08 2023
Directors:
Donald MacFayden
Sachin Mahajan
Edward Horner
Shareholders:
Canaccord Genuity Group Inc.
Company Secretary:
Jonathan James Reeve
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st March
Auditor:
Ernst & Young Middle East (Dubai Branch)
Share Capital:
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
No
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Accounting & Auditing, Advt, Mrkt & PR for the DC Itself, Consultancy & Advisory Services, Information & Data Bank Administration, Insurance Administration, Licensing & Registration, Pensions Administration, Provision of Financial Services, Research, Staff Administration, Client Due Diligence, Employee Payroll
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
Personal details, employment details, financial details and training details
List of Jurisdictions to which Personal Data may be transferred:
Canada, United Kingdom
Company Secretary:
Martin MacLachlan until 13 December 2016
Directors:
Bradley Kotush until 30 March 2017
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