DIFC
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Company Overview

Status of registration:

Active

Business activities:

Advising on Financial Products

Arranging Deals in Investments

Arranging Credit and Advising on Credit

Registered Number:

221

Registered offices:

Unit  Office-1 , Level 7, Gate Precinct Building 2, Dubai International Financial Centre, Dubai, 506560, United Arab Emirates

Company Information

Name:

CITIGROUP GLOBAL MARKETS LIMITED

Trading Name:

CITIGROUP GLOBAL MARKETS LIMITED (DIFC Branch)

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Incorporation :

02 08 2006

Commercial License Validity Date:

01 08 2022

Directors:

Beata Pajestka

Company Secretary:

Eloise Holland

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

Yes

Data Protection Officer:

Suryaprabha Easwar, United Arab Emirates

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

Yes

Purpose for the Personal Data Processing:

Accounting & Auditing, Benifits, Grants & Loans Administration, Information & Data Bank Administration, Licensing & Registration, Provision of Financial Services, Research, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Complainants, Correspondents, Enquirers, Relatives and Associates

Description of the Class of Personal Data being Processed:

Personal details, Family, Education and Training, Employment details, financial data, Goods or service provided, nationality.

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List of Jurisdictions to which Personal Data may be transferred:

Argentina, Austria, Belgium, Bulgaria, Canada, Cyprus, Czech Republic, Denmark, Finland, France, Germany, Greece, Guernsey, Hungary, Ireland, Italy, Jersey, Luxembourg, Netherlands, New Zealand, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, United Kingdom, Uruguay, ADGM, Macau, Mauritius, Morocco, Nicaragua, Paraguay, Puerto Rico, Sri Lanka, Bolivia, Uganda, Tanzania, Algeria, Australia, Bahamas, Bahrain, Barbados, Bangladesh, Bermuda, Brazil, Brunei, Cayman Islands, Chile, China, Colombia, Costa Rica, Dominican Republic, Egypt, El Salvador, Ghana, Hong Kong, India, Indonesia, Israel, Jamaica, Jordan, Kazakhstan, Kenya, Lebanon, Malaysia, Mexico, Monaco, Nigeria, Pakistan, Panama, Peru, Philippines, Qatar, Russia, Senegal, Serbia, Singapore, South Africa, Korea, North, Taiwan, Thailand, Tunisia, Trinidad & Tobago, Turkey, Ukraine, United Arab Emirates, United States, Venezuela, Vietnam, Zambia, Cameroon, Congo, Democratic Republic, Ecuador, Gabon, Guatemala, Haiti, Honduras, Cote D'Ivoire, Kuwait, Guam, Japan


Former Properties

Company Secretary:

Simon Cumming until 04 August 2021

JILL DENISE ROBSON until 13 July 2020

ANDREW MARTIN GAULTER until 31 May 2008

Trade Name:

CITIGROUP GLOBAL MARKETS LIMITED

Directors:

WILLIAM JOSEPH MILLS

LEWIS B KADEN

MICHAEL LOUIS CORBAT

WINFRIED FRANZ WILHELM KBE SIR BISCHOFF

DIANA LANCASTER TAYLOR until 25 October 2021

ANDREW NEIL PITT

JONATHAN PAUL ASQUITH until 11 March 2018

James David Kempster Bardrick until 08 August 2012

MICHAEL STUART KLEIN

MARIANNE LAING HAY

MICHAEL EDWARD SCHLEIN

MANUEL FALCO

MARGARET LESLEY JONES until 14 January 2016

DAVID JOHN CHALLEN until 31 March 2014

STEPHEN HARRY LONG

PETER MCCARTHY until 15 August 2019

CATHERINE MULLANEY WEIR until 05 December 2011

JAMES CHARLES COWLES until 18 July 2019

ZDENEK TUREK until 17 March 2016

SUSAN HELENA DEAN until 14 October 2018

DAVID COLTON BUSHNELL

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