Status of registration:
Active
Business activities:
Arranging Deals in Investments
Advising on Financial Products
Arranging Credit and Advising on Credit
Registered Number:
1544
Registered offices:
Unit 15511, Level 15, Gate Building, Dubai International Financial Centre, Dubai, 121208, United Arab Emirates
Name:
Fisher Asset Management LLC
Trading Name:
Fisher Investments
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
24 02 2014
Commercial License Validity Date:
23 02 2024
Directors:
NATHAN FISHER
DAMIAN ORNANI
KENNETH L. FISHER
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
Yes
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Accounting & Auditing, Advt, Mrkt & PR for the DC Itself, Legal Services, Licensing & Registration, Provision of Financial Services, Staff Administration, As specified in Appendix 1 of our data transfer contractual clauses (Section F of this Notification)
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
Personal details; employment details; personnel records (including criminal background checks and sickness records); financial details; family details.
List of Jurisdictions to which Personal Data may be transferred:
USA
Directors:
JEFFERY SILK until 04 October 2021
STEVEN TRIPLETT until 04 October 2021
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