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Company Overview

Status of registration:

Active

Business activities:

Advising on Financial Products

Arranging Credit and Advising on Credit

Arranging Deals in Investments

Registered Number:

1544

Registered offices:

Unit 15511, Level 15, Gate Building, Dubai International Financial Centre, Dubai, 121208, United Arab Emirates

Company Information

Name:

Fisher Asset Management LLC

Trading Name:

Fisher Investments

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

24 Feb 2014

Commercial License Validity Date:

23 Feb 2021

Directors:

JEFFERY SILK

NATHAN FISHER

STEVEN TRIPLETT

DAMIAN ORNANI

KENNETH L. FISHER

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Advt, Mrkt & PR for the DC Itself, Legal Services, Licensing & Registration, Provision of Financial Services, Staff Administration, As specified in Appendix 1 of our data transfer contractual clauses (Section F of this Notification)

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

Personal details; employment details; personnel records (including criminal background checks and sickness records); financial details; family details.

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List of Jurisdictions to which Personal Data may be transferred:

USA

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