Beyond the Sky – a meet and greet with Her Highness Sheikha Mozah bint Marwan Al Maktoum
28 Feb 2023
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Status of registration:
Active
Business activities:
Arranging Credit and Advising on Credit
Advising on Financial Products
Arranging Deals in Investments
Registered Number:
1856
Registered offices:
Unit C602, Level 6, Burj Daman, Dubai International Financial Centre, Dubai, 506587, United Arab Emirates
Name:
Guggenheim Partners Middle East Limited
Trading Name:
Guggenheim Partners Middle East Limited
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Private Company
Date of Incorporation :
26 05 2015
Commercial License Validity Date:
25 05 2023
Directors:
David Korman
Richard Osler
Dina DiLorenzo
Shareholders:
Links GKPL Holdco, LLC
Company Secretary:
Matthew Chen
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Auditor:
KPMG LLP
Share Capital:
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
No
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Accounting & Auditing, Staff Administration Compliance and Supervision
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
For existing and prospective clients: name, address, email address, phone number, fax number and financial details. For employees: name, address, other contact information. Information needed for payroll processing and documents relating to employment history. For vendors: name, address, other contact information, correspondence and contracts.
List of Jurisdictions to which Personal Data may be transferred:
US Dept of Commerce Safe Harbor Policy, United States
Auditor:
Ernst & Young Middle East (Dubai Branch) until 12 January 2023
Trade Name:
Guggenheim KBBO Partners Limited
Name:
Guggenheim KBBO Partners Limited until 21 June 2021
Directors:
Yazen Abugulal until 02 May 2021
Sunil Kumar Singh until 11 August 2020
Dylan Coburn Glenn until 02 May 2021
Kevin Robinson until 05 October 2021
Bradley Olson until 01 October 2017
Khaleefa Butti Omair Yousif Al Muhairi until 01 October 2017
Nabeel AbdulRahman Basaddiq until 01 October 2017
Todd Boehly until 11 August 2020
Shareholders :
Links Holdings LLC until 17 December 2018
Bin Butti Investments LLC until 02 May 2021
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