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Morgan Stanley & Co. International plc

Company Overview

Status of registration:

Active

Business activities:

Arranging Custody

Arranging Deals in Investments

Advising on Financial Products

Arranging Credit and Advising on Credit

Registered Number:

0128

Registered offices:

Unit Precinct 3-7th Floor-Unit 701 & 702 , Level 7, Gate Precinct Building 3, Dubai International Financial Centre, Dubai, 506501, United Arab Emirates

Company Information

Name:

Morgan Stanley & Co. International plc

Trading Name:

Morgan Stanley & Co. International PLC (DIFC Branch)

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

15 Jan 2006

Commercial License Validity Date:

14 Jan 2021

Directors:

Jonathan William Bloomer

Noreen Philomena Whyte

Kim Maree Lazaroo

Simon Peter Ball

Salvatore Orlacchio

Paul Taylor

DAVID RUSSELL

DAVID OLIVER CANNON

MARY CATHERINE PHIBBS

Arun Kohli

Terri Duhon

Company Secretary:

JONATHAN WATSON HAILE

GUY MATTHEW CLAYTON

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

No

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Advt, Mrkt & PR for Others, Advt, Mrkt & PR for the DC Itself, Credit Referencing, Licensing & Registration, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

Personal details; • Nationality; • Employment details; • Education and training details • Criminal proceedings, outcomes and sentences for the purposes of complying with AML regulations

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List of Jurisdictions to which Personal Data may be transferred:

United Kingdom


Former Properties

Company Secretary:

RICHARD S. ROSENTHAL until 01 September 2011

LISA MARVIN until 26 April 2013

Name:

Morgan Stanley & Co. International Limited until 30 April 2007

Directors:

Clare Woodman until 06 February 2019

THOMAS COLUMBA KELLEHER until 10 February 2016

DAGMAR PETRA KOLLMANN

IAN PLENDERLEITH until 17 April 2018

Alexander Classen until 11 August 2010

MARY COLETTE BOWE until 27 July 2011

Clare Woodman until 10 February 2016

KEITH CLARK

ROBERTO HOORNWEG until 17 December 2009

WALID ATEF CHAMMAH until 03 March 2011

LUC, GERARD, PIERRE, MARIE FRANCOIS until 16 March 2012

Pavlos Bailas until 18 September 2012

FRANCK R. PETITGAS until 18 September 2014

DARRAGH MARTIN MCCARTHY

SEAN NOTLEY NOTLEY

COLIN D.S. BRYCE until 18 September 2014

MAY CHIEN BUSCH

DOMENICO SINISCALCO until 21 June 2010

HANS JORG SCHUETTLER

MICHAEL ROSS DURBIN

ROBERT PATRICK ROONEY until 15 October 2018

DAVID R. NICOL until 17 June 2010

MATS JERKER JOHANSSON

CHRIS VAN AEKEN

AMELIA CHILCOTT FAWCETT

EDWARD JOHN WATSON GIEVE until 08 November 2015

LEE GUY until 21 May 2020

GARY GRANT LYNCH until 21 March 2011

LORENZO BINI SMAGHI until 31 March 2014

JONATHAN CHARLES STUART CHENEVIX-TRENCH

Christopher Lee Castello until 06 February 2019

Jakob Horder until 23 June 2020

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