Name:
Morningstar Investment Management Europe Limited
Trading Name:
Morningstar Investment Management Europe Limited
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
15 12 2013
Commercial License Validity Date:
14 12 2022
Directors:
Steven Croucher
DONALD SCOTT SHILLING
Daniel Kemp
Deborah Cullen
Shareholders:
Morningstar Investment Management LLC
Company Secretary:
Patrick Maloney
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
No
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Provision of Financial Services, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer
Description of the Class of Personal Data being Processed:
The data being processed may relate to personal details, family information, social circumstances, education history, qualifications, employment status and history, financial situation and any other information assessed as part of background checks that are carried out in order to facilitate regulatory obligations. This may include information relating to individual regulatory authorizations criminal records and any personal enforcements or sanctions.
List of Jurisdictions to which Personal Data may be transferred:
United Kingdom, United States, China
Company Secretary:
NICOLAS AFSAR SARKER until 30 March 2016
Heidi Miller until 19 December 2019
Directors:
Matthew Radgowski until 21 November 2021
Ewan Simon until 02 January 2018
DANIEL NEEDHAM until 24 May 2018
GEOFFREY MICHAEL BALZANO until 20 March 2014
THOMAS IDZOREK until 08 September 2016
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