DIFC
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Company Overview

Status of registration:

Active

Business activities:

Arranging Deals in Investments

Advising on Financial Products

Arranging Credit and Advising on Credit

Registered Number:

1656

Registered offices:

Unit  Office 3 , Level 0003, Gate Building, Dubai International Financial Centre, Dubai, 506894, United Arab Emirates

Company Information

Name:

MUFG Securities EMEA plc

Trading Name:

MUFG Securities (DIFC Branch)

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Incorporation :

24 08 2014

Commercial License Validity Date:

23 08 2021

Directors:

GORDON JAMES SANGSTER

John Winter

Eileen Taylor

Nicola Wickes

Makoto Kobayashi

Stephen Jack

Christopher Kyle

Marshall Bailey

Katsunori Yokomaku

Masashi Kanematsu

Company Secretary:

Leonie Brown

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

Yes

Data Protection Officer:

Sheetal Ram, United Arab Emirates

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

Yes

Purpose for the Personal Data Processing:

Accounting & Auditing, Consultancy & Advisory Services, Credit Referencing, Education, Provision of Financial Services, Staff Administration, Compliance with regulatory requirements, AML Checks and Sanctions clearance obligations and to comply with laws and regulations and to ensure security of systems

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Relatives and Associates, Advisors, Consultants, Prof. Experts, prospective employees, former employees, former vendor representatives

Description of the Class of Personal Data being Processed:

List of Jurisdictions to which Personal Data may be transferred:

Canada, France, Ireland, Netherlands, United Kingdom, Japan, Hong Kong, United States, Singapore, United Arab Emirates, India


Former Properties

Trade Name:

Mitsubishi UFJ Securities International plc (Dubai Branch)

Name:

Mitsubishi UFJ Securities International plc until 10 July 2016

Directors:

AKIHIRO SUGIMURA until 16 August 2018

YASUTAKA SUEHIRO until 05 July 2020

CATHERINE BRETT until 28 July 2019

TAKANORI SAZAKI until 29 April 2021

ARTHUR MAYCOCK until 03 June 2018

NOBUYUKI UCHIDA until 08 October 2016

DAVID KING until 03 April 2019

DIANE ELIZABETH MOORE until 04 July 2019

AKIRA KAMIYA until 20 November 2014

MASATO MIYACHI until 19 June 2016

SHOJI NAKANO until 03 October 2014

MALCOLM AISH until 12 September 2014

TAKAMI ONODERA until 08 August 2017

WILLIAM FALL until 03 October 2020

Masamichi Yasuda until 07 April 2021

ARTHUR MICHAEL ROYAL AYNSLEY until 03 January 2017

Masahiro Kuwahara until 26 May 2019

Company Secretary:

RICHARD HOUSE until 23 June 2019

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