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Company Overview

Status of registration:


Business activities:

Arranging Deals in Investments

Advising on Financial Products

Arranging Credit and Advising on Credit

Registered Number:


Registered offices:

Unit  Office 3 , Level 0003, Gate Building, Dubai International Financial Centre, Dubai, 506894, United Arab Emirates

Company Information


MUFG Securities EMEA plc

Trading Name:

MUFG Securities (DIFC Branch)

Status of Registration:


Type of License:


DFSA License:


Legal Structure:

Recognised Company

Date of Incorporation :

24 08 2014

Commercial License Validity Date:

23 08 2022


Gordon Sangster

John Winter

Eileen Taylor

Nicola Wickes

Makoto Kobayashi

Stephen Jack

Christopher Kyle

Marshall Bailey

Katsunori Yokomaku

Masashi Kanematsu

Company Secretary:

Prabhat Kumar

DNFBP: DIFC Designated Non-Financial Businesses and Professions


Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:


Data Protection Officer:

Sheetal Ram, United Arab Emirates


Personal Data Processing Operations:


Transfer of Personal Data from the DIFC:


Processing of Special Categories of Personal Data:


Purpose for the Personal Data Processing:

Accounting & Auditing, Consultancy & Advisory Services, Credit Referencing, Education, Provision of Financial Services, Staff Administration, Compliance with regulatory requirements, AML Checks and Sanctions clearance obligations and to comply with laws and regulations and to ensure security of systems

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Relatives and Associates, Advisors, Consultants, Prof. Experts, prospective employees, former employees, former vendor representatives

Description of the Class of Personal Data being Processed:

personal details, family details, social circumstances, employment details, financial details, education history, professional qualifications, background screening which shall include criminal checks, medical records, travel administration, regulatory compliance with AML and sanctions checks, KYC checks, images, right to work, performance and conduct, professional information and audio recording.

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List of Jurisdictions to which Personal Data may be transferred:

Canada, France, Ireland, Netherlands, United Kingdom, Japan, Hong Kong, United States, United Arab Emirates, Singapore, India

Former Properties

Trade Name:

Mitsubishi UFJ Securities International plc (Dubai Branch)


Mitsubishi UFJ Securities International plc until 10 July 2016


AKIHIRO SUGIMURA until 16 August 2018

YASUTAKA SUEHIRO until 05 July 2020

CATHERINE BRETT until 28 July 2019

TAKANORI SAZAKI until 29 April 2021

ARTHUR MAYCOCK until 03 June 2018

NOBUYUKI UCHIDA until 08 October 2016

DAVID KING until 03 April 2019

DIANE ELIZABETH MOORE until 04 July 2019

AKIRA KAMIYA until 20 November 2014

MASATO MIYACHI until 19 June 2016

SHOJI NAKANO until 03 October 2014

MALCOLM AISH until 12 September 2014

TAKAMI ONODERA until 08 August 2017

WILLIAM FALL until 03 October 2020

Masamichi Yasuda until 07 April 2021


Masahiro Kuwahara until 26 May 2019

Company Secretary:

Leonie Brown until 06 July 2021

RICHARD HOUSE until 23 June 2019

Prabhat Kumar until 06 July 2021

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