Beyond the Sky – a meet and greet with Her Highness Sheikha Mozah bint Marwan Al Maktoum
28 Feb 2023
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Status of registration:
Active
Business activities:
Arranging Deals in Investments
Advising on Financial Products
Arranging Credit and Advising on Credit
Registered Number:
1656
Registered offices:
Unit Office 3 , Level 0003, Gate Building, Dubai International Financial Centre, Dubai, 506894, United Arab Emirates
Name:
MUFG Securities EMEA plc
Trading Name:
MUFG Securities (DIFC Branch)
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
24 08 2014
Commercial License Validity Date:
23 08 2023
Directors:
Eileen Taylor
Nicola Wickes
Stephen Jack
Christopher Kyle
Marshall Bailey
Masashi Kanematsu
Beatrice Devillon-Cohen
TAKANORI SAZAKI
Masahiro Kuwuhara
Antony Syson
Shareholders:
Mitsubishi UFJ Securities Holdings Co., Ltd.
Company Secretary:
Prabhat Kumar
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Data Protection Officer Appointed:
Yes
Data Protection Officer:
Sheetal Ram, United Arab Emirates
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
Yes
Processing of Special Categories of Personal Data:
Yes
Purpose for the Personal Data Processing:
Accounting & Auditing, Consultancy & Advisory Services, Credit Referencing, Education, Provision of Financial Services, Staff Administration, Compliance with regulatory requirements, AML Checks and Sanctions clearance obligations and to comply with laws and regulations and to ensure security of systems
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers, Relatives and Associates, Advisors, Consultants, Prof. Experts, prospective employees, former employees, former vendor representatives
Description of the Class of Personal Data being Processed:
personal details, family details, social circumstances, employment details, financial details, education history, professional qualifications, background screening which shall include criminal checks, medical records, travel administration, regulatory compliance with AML and sanctions checks, KYC checks, images, right to work, performance and conduct, professional information and audio recording.
List of Jurisdictions to which Personal Data may be transferred:
Canada, France, Ireland, Netherlands, United Kingdom, Japan, United Arab Emirates, Singapore, United States, Hong Kong, India
Trade Name:
Mitsubishi UFJ Securities International plc (Dubai Branch)
Name:
Mitsubishi UFJ Securities International plc until 10 July 2016
Directors:
AKIHIRO SUGIMURA until 16 August 2018
Gordon Sangster until 08 November 2021
YASUTAKA SUEHIRO until 05 July 2020
CATHERINE BRETT until 28 July 2019
John Winter until 01 April 2022
TAKANORI SAZAKI until 29 April 2021
Makoto Kobayashi until 20 May 2022
ARTHUR MAYCOCK until 03 June 2018
NOBUYUKI UCHIDA until 08 October 2016
DAVID KING until 03 April 2019
DIANE ELIZABETH MOORE until 04 July 2019
AKIRA KAMIYA until 20 November 2014
MASATO MIYACHI until 19 June 2016
SHOJI NAKANO until 03 October 2014
MALCOLM AISH until 12 September 2014
TAKAMI ONODERA until 08 August 2017
WILLIAM FALL until 03 October 2020
Masamichi Yasuda until 07 April 2021
ARTHUR MICHAEL ROYAL AYNSLEY until 03 January 2017
Masahiro Kuwuhara until 26 May 2019
Katsunori Yokomaku until 01 April 2022
Company Secretary:
Leonie Brown until 06 July 2021
RICHARD HOUSE until 23 June 2019
Prabhat Kumar until 06 July 2021
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