Company Overview

Status of registration:

Active

Business activities:

Advising on Financial Products

Arranging Deals in Investments

Registered Number:

0184

Registered offices:

Unit L10-02 , Level 10, ICD Brookfield Place, Dubai International Financial Centre, Dubai, 506752, United Arab Emirates

Company Information

Name:

Natixis Investment Managers UK Limited

Trading Name:

Natixis Investment Managers Middle East (DIFC Branch)

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

28 May 2006

Commercial License Validity Date:

27 May 2021

Directors:

JEROME URVOY

TERENCE FREDERICK MELLISH

Company Secretary:

PATRICIA MONIQUE YVONNE HORSFALL

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Advt, Mrkt & PR for Others, Advt, Mrkt & PR for the DC Itself, Staff Administration, compliance with the company’s regulatory obligations relating to client identification and due diligence

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Complainants, Correspondents, Enquirers, Relatives and Associates

Description of the Class of Personal Data being Processed:

Professional email addresses and contact phone numbers of NGAM ME contacts for its clients and potential clients. The data processed also include data necessary for NGAM ME to comply with its regulatory obligations relating to client identification (AML/KYC). Employment details/personal information related to staff administration: the personal data being processed also concern staff administration information including, for each employee and dependents when required: - name and addresses - age. date of birth For each employee: - position/function within the company, assigned department - job title, length of service, and remuneration, base salary, bonus range, amount incentives.

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List of Jurisdictions to which Personal Data may be transferred:

France, Luxembourg, United Kingdom, United States


Former Properties

Trade Name:

NGAM Middle East, a branch of NGAM UK Limited until 03 May 2017

NGAM Middle East (DIFC Branch) until 23 November 2017

Name:

NGAM UK Limited until 23 November 2017

Directors:

ALISTAIR MORRISON

HERVE GUINAMANT until 24 October 2017

FABRICE CHEMOUNY until 20 January 2014

MARK DOYLE until 20 January 2014

EDWARD JOSEPH FARRINGTON until 20 January 2014

KATE HUGHES

SHARON WRATCHFORD

GILLES GUERIN

EUAN WILLIAM MACLAREN until 21 December 2017

SPENCER AHLUWALIA until 29 October 2010

Company Secretary:

SUSAN TOBIN until 13 April 2010

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