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Company Overview

Status of registration:

Active

Business activities:

Operating Representative Office

Registered Number:

1089

Registered offices:

Unit 109, Floor 1, Gate Village Building 7, Dubai International Financial Centre, Dubai, 482006, United Arab Emirates

Company Information

Name:

Principal Global Investors , LLC

Trading Name:

Principal Global Investors, LLC (DIFC Representative Office)

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

17 Aug 2011

Commercial License Validity Date:

16 Aug 2021

Directors:

PATRICK HALTER

DAVID BLAKE

JILL HITTNER

BARBARA MCKENZIE

Company Secretary:

Clint Woods

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

No

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Licensing & Registration, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

Personal details, employment details and financial details.

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List of Jurisdictions to which Personal Data may be transferred:

Australia, Singapore


Former Properties

Company Secretary:

Catherine M. Drexler until 03 August 2020

PATRICIA BARRY until 01 June 2017

Trade Name:

Principal Global Investors , LLC until 08 June 2017

Directors:

LARRY ZIMPLEMAN until 26 March 2017

KAREN SHAFF until 13 August 2020

JAMES MCCAUGHAN until 16 October 2018

RANDALL MUNDT until 26 March 2017

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