Beyond the Sky – a meet and greet with Her Highness Sheikha Mozah bint Marwan Al Maktoum
28 Feb 2023
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Name:
Principal Global Investors , LLC
Trading Name:
Principal Global Investors, LLC (DIFC Representative Office)
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
17 08 2011
Commercial License Validity Date:
16 08 2023
Directors:
PATRICK HALTER
DAVID BLAKE
JILL HITTNER
BARBARA MCKENZIE
Shareholders:
Principal Global Investors Holding Company (US), LLC
Company Secretary:
Justin Lange
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
No
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Accounting & Auditing, Licensing & Registration, Provision of Financial Services, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
Personal details, employment details and financial details.
List of Jurisdictions to which Personal Data may be transferred:
Singapore, Australia
Company Secretary:
Catherine M. Drexler until 03 August 2020
Clint Woods until 02 September 2021
PATRICIA BARRY until 01 June 2017
Trade Name:
Principal Global Investors , LLC
Directors:
LARRY ZIMPLEMAN until 26 March 2017
KAREN SHAFF until 13 August 2020
JAMES MCCAUGHAN until 16 October 2018
RANDALL MUNDT until 26 March 2017
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