Status of registration:
Active
Business activities:
Arranging Deals in Investments
Arranging Credit and Advising on Credit
Advising on Financial Products
Registered Number:
2317
Registered offices:
Unit 421 , Level 4, Index Tower, Dubai International Financial Centre, Dubai, 507137, United Arab Emirates
Name:
R.J. Fleming & Co. (DIFC) Limited
Trading Name:
R.J. Fleming & Co.
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Private Company
Date of Incorporation :
14 11 2016
Commercial License Validity Date:
13 11 2021
Directors:
Daniel Christian Peter Apollo Mörler
Nofal Tariq Shaikh
HRH Crown Prince Pavlos
Sir Robert Brian Williamson
Shareholders:
R.J. Fleming & Co. Limited
Company Secretary:
Zubair Ahmed
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Auditor:
BDO Chartered Accountants & Advisors
Class of Issued Shares:
A
Nominal Value of One Share:
USD 100.000000
Number of Issued Shares:
21,500.000000
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
Yes
Processing of Special Categories of Personal Data:
Yes
Purpose for the Personal Data Processing:
Accounting & Auditing, Advt, Mrkt & PR for Others, Advt, Mrkt & PR for the DC Itself, Consultancy & Advisory Services, Credit Referencing, Education, Licensing & Registration, Pensions Administration, Provision of Financial Services, Research, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers, Members, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
personal details, family details, employment details, financial details, customer due diligence details, passport copies and emirates ID (including the information they contain such as photographs, race, religion, biometric, finger prints, signature, ID numbers), education and training details, vehicle details.
List of Jurisdictions to which Personal Data may be transferred:
Guernsey, Isle Of Man, Jersey, Liechtenstein, Luxembourg, Switzerland, United Kingdom, ADGM, Oman, Hong Kong, British Virgin Islands, Cayman Islands, Saudi Arabia, United States, Kuwait, Bahrain, Singapore, United Arab Emirates
Trade Name:
R.J. Fleming & Co. (DIFC) Limited
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