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Company Overview

Status of registration:

Active

Business activities:

Arranging Deals in Investments

Advising on Financial Products

Registered Number:

2778

Registered offices:

Unit 03-OF-02-03-OF-04 , Level 3, Gate Village Building 08, Dubai International Financial Centre, Dubai, 507343, United Arab Emirates

Company Information

Name:

Smart Investment Management Limited

Trading Name:

Smart Investment Management Limited

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

28 Mar 2018

Commercial License Validity Date:

27 Mar 2021

Directors:

Mark Sanderson

Richard Dylan Halsall

Michael Bernard Ohanessian

David Bernard Harrison

Company Secretary:

Richard Dylan Halsall

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

30th June

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

No

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Administration of Membership Records, Consultancy & Advisory Services, Licensing & Registration, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

For KYC Director/Shareholder, Company personal details, Employee and Admin details.

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List of Jurisdictions to which Personal Data may be transferred:

United Kingdom, Australia


Former Properties

Company Secretary:

Thomas James Smith until 19 March 2019

Directors:

Susan Mary Smith until 20 March 2019

Jonathan Element Farmer until 20 March 2019

Rebecca Louise Murphy until 20 March 2019

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