Name:
Smart Investment Management Limited
Trading Name:
Smart Investment Management Limited
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
28 03 2018
Commercial License Validity Date:
27 03 2022
Directors:
Mark Sanderson
David Bernard Harrison
Company Secretary:
Alexander Liptrot
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
30th June
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
No
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Accounting & Auditing, Administration of Membership Records, Consultancy & Advisory Services, Licensing & Registration, Provision of Financial Services, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
For KYC Director/Shareholder, Company personal details, Employee and Admin details.
List of Jurisdictions to which Personal Data may be transferred:
United Kingdom, Australia
Company Secretary:
Thomas James Smith until 19 March 2019
Richard Dylan Halsall until 30 March 2021
Directors:
Susan Mary Smith until 20 March 2019
Richard Dylan Halsall until 04 April 2021
Michael Bernard Ohanessian until 19 August 2021
Jonathan Element Farmer until 20 March 2019
Rebecca Louise Murphy until 20 March 2019
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