DIFC
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Company Overview

Status of registration:

Active

Business activities:

Arranging Deals in Investments

Advising on Financial Products

Registered Number:

2778

Registered offices:

Unit 03-OF-02-03-OF-04 , Level 3, Gate Village Building 08, Dubai International Financial Centre, Dubai, 507343, United Arab Emirates

Company Information

Name:

Smart Investment Management Limited

Trading Name:

Smart Investment Management Limited

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Incorporation :

28 03 2018

Commercial License Validity Date:

27 03 2022

Directors:

Mark Sanderson

David Bernard Harrison

Company Secretary:

Alexander Liptrot

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

30th June

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

No

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Administration of Membership Records, Consultancy & Advisory Services, Licensing & Registration, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

For KYC Director/Shareholder, Company personal details, Employee and Admin details.

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List of Jurisdictions to which Personal Data may be transferred:

United Kingdom, Australia


Former Properties

Company Secretary:

Thomas James Smith until 19 March 2019

Richard Dylan Halsall until 30 March 2021

Directors:

Susan Mary Smith until 20 March 2019

Richard Dylan Halsall until 04 April 2021

Michael Bernard Ohanessian until 19 August 2021

Jonathan Element Farmer until 20 March 2019

Rebecca Louise Murphy until 20 March 2019

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