Vontobel Financial Products Ltd.

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

Yes

Purpose for the Personal Data Processing:

Accounting & Auditing, Administration of Justice, Administration of Membership Records, Benifits, Grants & Loans Administration, Credit Referencing, Education, Information & Data Bank Administration, Insurance Administration, Licensing & Registration, Pensions Administration, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Suppliers, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts Professional trading counterparties

Description of the Class of Personal Data being Processed:

List of Jurisdictions to which Personal Data may be transferred:

Luxembourg, Switzerland, United Kingdom