Faqs

The DIFC data protection legislation is intended to protect the processing of Personal Data by a Controller or Processor or any Third Party related thereto. It also reinforces ethical data management through accountability requirements. It creates a legal and procedural framework which ensures that an individual’s Personal Data in the DIFC is treated fairly, lawfully and securely when it is stored, used or released.

The DIFC data protection legislation strikes a balance between a Data Subject’s right to control access to, and the use of, their Personal Data with a Controller’s need to collect and use Personal Data for legitimate or other specific legal purposes.

The DIFC Commissioner of Data Protection is responsible for administering the DIFC Data Protection Law, which includes supervision, monitoring compliance with and enforcement of the law.  The Commissioner also provides guidance on several topics that are addressed in the DIFC Data Protection Law.  Where the Commissioner has not provided guidance on a topic, regardless of how specific, the DIFC Data Protection Law is largely based on the UK GDPR, and as such the guidance provided by the UK Information Commissioner’s Office on most relevant topics would apply.

DP Law 2020 applies in the jurisdiction of the DIFC, to the Processing of Personal Data: (a) by automated means; and (b) other than by automated means where the Personal Data forms part of a Filing System or is intended to form part of a Filing System.

It applies to the Processing of Personal Data by a Controller or Processor incorporated in the DIFC, regardless of whether the Processing takes place in the DIFC or not. It also applies to a Controller or Processor, regardless of its place of incorporation, that Processes Personal Data in the DIFC as part of stable arrangements, other than on an occasional basis. The important thing to understand for this application is the context of the Processing activity of the non-DIFC entity within the DIFC (i.e., and not in a Third Country), including transfers of Personal Data out of the DIFC.

Processing "in the DIFC" occurs when the means or personnel used to conduct the Processing activity are physically located in the DIFC, and Processing "outside the DIFC" is to be interpreted accordingly.

So even though an entity may be outside or not even registered or licensed in the DIFC, the DP Law 2020 will apply to Processing operations performed as a result of an engagement with a DIFC entity that is ongoing, contractual, or any other means of demonstrating that it is more than a simply one-off instance of processing. The non-DIFC entity ordinarily would not be required to notify the Commissioner or perform other administrative tasks like appointing a DPO, although it may do so if it wishes anyway, as best practice. The non-DIFC entity may also be subject to liabilities such as fines or third party claims.

DP Law 2020 does not apply to the Processing of Personal Data by natural persons in the course of a purely personal or household activity that has no connection to a commercial purpose.

Please see Article 6 of the DP Law 2020 for further information.

Personal Data is any information relating to an identified natural person or Identifiable Natural Person. For example, Personal Data may include an individual’s name, age, home address, income, marital status, education, or employment information, or any combination of these things. If one element of information does not identify someone on its own, such as the name “John Smith”, other elements should ordinarily contribute to identifying a person. In accordance with DIFC law, a legal entity or organization does not have personal data./span>

Special Category Data is Personal Data revealing or concerning (directly or indirectly) racial or ethnic origin, communal origin, political affiliations or opinions, religious or philosophical beliefs, criminal record, trade-union membership and health or sex life and including genetic data and biometric data where it is used for the purpose of uniquely identifying a natural person. General information like names and addresses do not traditionally constitute Special Category Data. Any possible exceptions should be discussed with the Commissioner of Data Protection.

Whether information relates to a particular individual will be a question of fact in each case. If a connection can be made between the information and an individual, then the information is Personal Data. Personal Data can relate to more than one individual. For example, information concerning a joint bank account relates to both account holders and therefore is the Personal Data of each account holder and would be protected as such.

Personal Data includes Data relating to an individual. Therefore this may include an employer’s appraisal or opinion of an employee.

A Controller is any person in the DIFC who determines the purposes for which, and the manner in which, any Personal Data is to be Processed.

Any person who processes Personal Data on behalf of a Controller.

A Data Subject is the individual to whom the Personal Data relates. For example, where an organisation holds Personal Data about its employees, the employees are Data Subjects.

The data protection legislation gives certain rights to individuals (i.e., Data Subjects) concerning their Personal Data and Sensitive Personal Data. Generally, a Data Subject has the right to access any Personal Data that is kept about them.

If the Personal Data Processed is inaccurate, then the Data Subject can request the Controller to take action to rectify, block or destroy the inaccurate data. However, there are certain circumstances, or exemptions, where it is legal for a Controller not to have to notify a Data Subject that Personal Data is being Processed, for example, where Personal Data is being released to a legitimate authority to comply with anti money laundering obligations.

A Data Subject can object on reasonable grounds to the Processing of their Personal Data, and request their Personal Data not be disclosed to third parties. This may include circumstances where an individual requests a Controller to cease Processing Personal Data for the purposes of direct marketing. If the Controller objects to the request, the Data Subject may file a complaint with the Commissioner of Data Protection at DIFC who may investigate further and / or refer the matter to mediation.  Please see Part 9 of the DP Law 2020 for an overview of available remedies and Section 6 of the DIFC Data Protection Regulations for a general description of this process, as well as further details below. 

COMPLAINTS AND MEDIATION

In accordance with Article 60 of the DP Law 2020, the DIFC Commissioner of Data Protection may inspect an entity subject to the DP Law 2020, or may investigate or mediate complaints from the public about interferences with people's privacy that contravene the DP Law 2020. While investigating, we look for opportunities to resolve the issues in a way that’s acceptable to both sides of the dispute.

We are impartial, do not take sides, and are independent of the DIFC governing bodies in determining whether to investigate or mediate, the outcome, and the recommendations / directions provided (if any).

1. Deciding to investigate or mediate
   When we receive your complaint, we will decide whether a full investigation is necessary. We will talk to you and sometimes the relevant entity you’re complaining about to get both sides of the story.
   We may decide not to continue to investigate your complaint. We may not investigate if:

   • the issue isn’t covered by the DP Law 2020

   • the complaint is about a personal or family dispute, or not covered by the DP Law 2020 

   • there’s a better way of dealing with the matter first that has not been employed

   • there’s another legally required complaints procedure that needs to be followed first

   • the complaint is about a breach of someone else’s privacy.
     You’ll have the chance to comment or raise concerns before we stop an investigation.

2. Investigating the complaint and mediation
   If we decide to investigate, we’ll determine which principles of the DP Law 2020 may have been breached and how. We will notify you and the relevant entity that we are investigating your complaint. 
   We conduct investigations by talking to the parties in person and by telephone, email, and letter. We may ask you to meet with the relevant entity as well to discuss the complaint.
   We may ask you and the relevant entity to provide us with documents and information relevant to the complaint, but we will not pass on any correspondence between the parties, unless permitted or requested by the relevant parties to do so. The parties need to be able to speak to us openly for our investigations to be effective.
   We close most investigations within six months but occasionally they take longer depending on the individual circumstances.

3. Settling the complaint
   Our focus is on resolving disputes and where appropriate we will try to facilitate the settlement of a complaint with or without investigating it.   Most settlements are apologies, a release of information, or some other similar action, sometimes issued by the Commissioner in the form of recommendations or a direction. 
   In accordance with Article 64 of the DP Law 2020, a Data Subject may apply to the Court of compensation.  Any Controller involved in Processing that infringes the DP Law 2020 shall be liable for the damage caused.  A Processor shall be liable for the damage caused by Processing only where it has not complied with obligations of the DP Law 2020 specifically directed to Processors or where it has acted outside or contrary to the lawful instructions of the Controller.
   If we cannot settle the complaint and we decide not to investigate further, we will advise the parties of our view and close our investigation file.

4. Other available remedies
   In accordance with Article 63 of the DP Law 2020, if you disagree with a finding or direction by the Commissioner of contravention (or of no contravention) of the DP Law 2020, you may appeal against the finding to the DIFC Courts within thirty (30) days.
   The DIFC Courts may make any orders that it may think just and appropriate in the circumstances, including remedies for damages or compensation, penalties and imposition of administrative fines and findings of fact or alternative findings of fact in relation to whether or not the Law has been contravened. 

Contact us
If you want to know more about the complaints process, the DP Law 2020, or our work in general, you can contact us.

Any person other than the Data Subject, the Data Controller, the Data Processor and the persons who, under the direct control of the Data Controller or the Data Processor, is authorised to process the Personal Data

A Recipient is any person to whom Personal Data is disclosed. An example of a Recipient is a member of the human resources department in an organisation who receives Personal Data or Sensitive Personal Data about employees of that organisation.

Processing is any operation or set of operations performed upon Personal Data, whether or not by automated means, such as collection, recording, organization, structuring, storage and archiving, adaptation or alteration, retrieval, consultation, use, disclosure by transmission, dissemination, transfer or otherwise making available, alignment or combination, restricting (meaning the marking of stored Personal Data with the aim of limiting Processing of it in the future), erasure or destruction, but excluding operations or sets of operations performed on Personal Data by:

1. a natural person in the course of a purely personal or household activity that has no connection to a commercial purpose; or
2. law enforcement authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, including safeguarding against and preventing threats to public security.

The Controller must notify the Commissioner of Data Protection when it is:

• Processing Personal Data, Special Category Data; and/or transferring Personal Data outside the DIFC to a jurisdiction that does not have adequate levels of data protection. It must also notify of activities and operations, accountability measures and data breaches (if any).
• The notification to the Commissioner of Data Protection must be updated annually.
• If during the year, the manner of Processing is changed, a notification reflecting this must be submitted to the Commissioner of Data Protection.

Notification by a Controller is carried out by completing a notification available in Client Portal and sending it to the Commissioner of Data Protection at the DIFC.

Dealing With The Data Subject

A Controller must securely keep any Personal Data it collects and process it fairly and lawfully. At or before the time Personal Data is collected from a Data Subject, a Controller should take reasonable steps to ensure that the Data Subject is aware of:

• the identity of the Controller and how to contact it;
• the fact that the Data Subject is able to gain access to their Personal Data;
• the purposes for which their Personal Data is collected;
• other persons to whom the Controller usually discloses data of that kind; and
• the main consequence for the Data Subject if all or part of the data is not

  provided.

If a Controller intends to Process the Personal Data collected from a Data Subject, it is suggested that when the Controller collects that Personal Data, the Data Controller obtain the Data Subject’s written consent to such Processing at the same time.
 

Initial Internal Procedures

The Controller should consider the following for all Personal Data:

• purpose for which it holds Personal Data;
• number of individuals identified in the Personal Data it holds;
• nature of the Personal Data;
• length of time it holds Personal Data;
• procedure for individuals identified by the Personal Data it holds to obtain access to their Personal Data; and
• the possible consequences for individuals identified by the Personal Data it holds as a result of the way it holds, erases or Processes Personal Data.

Ongoing Internal Procedure

The Controller should consider the following matters:

• is there a record of when the Personal Data it holds was recorded or last updated?
• are all those involved with the collection and Processing of Personal Data, including people to whom they are disclosed as well as employees of the Data Controller, aware that the Personal Data may not necessarily be up to date and accurate?
• are steps taken to update the Personal Data, for example, by checking back at intervals with the original source or with the Data Subject? If so, how effective are these steps?
• if the Personal Data is out of date is it likely to cause damage or distress to the Data

  Subject?

Transfers

Before Personal Data is transferred outside the DIFC the Controller should consider the following matters:

• has the Data Subject unambiguously consented to the proposed transfer?
• is the transfer necessary for the performance of a contract between the Data Subject and the  Controller?
• is the transfer necessary or legally required on grounds important in the interests of the DIFC, or for the establishment, exercise or defence of legal claims?
• is the transfer necessary in order to protect the vital interests of the Data Subject?
• is the transfer intended to provide information to the public which is open to consultation?
• is the transfer necessary to comply with any legal obligation?
• is the transfer necessary to uphold the legitimate interests of the Controller recognised in the international financial markets?
• is the transfer necessary to comply with auditing, accounting or anti-money laundering obligations that apply to a Controller?

Under the DP Law 2020, Processors (and where applicable, Sub-processors) have certain compliance obligations and notification requirements as well. Please review the DP Law 2020 particularly at Articles 14 to 22 and Article 24.

 Yes, please see below for a schedule of fees: 

Fees:

• Category I includes entities regulated by the DFSA
• Category II includes DFSA non-regulated entities, except retail; and
• Category III includes retail entities.

Permits for processing Special Category Data and for Transfers out of the DIFC are no longer required or available. Please ensure your entity can justify such processing on another legitimate basis set out in the DP Law 2020.

Accountability is captured in Articles 14 to 22 of the DP Law 2020. It is, in a nutshell, a means of showing transparency and proper management and handling of a very important asset: your Personal Data.

It includes taking such measure as appointing a Data Protection Officer or “DPO”, who is someone that independently manages accountability and DP compliance within a company. It also includes carrying out impact assessments to understand the risks (security, sharing, access, etc) to your Personal Data.

Appointing a DPO is not always required, according to Article 16. It is mandatory to appoint someone to this role in only 3 specific instances, the most common being where an entity engages in High Risk Processing or when the Commissioner directs an entity to do so. Please review Articles 16 to 18 of the DP Law 2020 for further details about the role, skills and task of the DPO.  

DIFC Bodies MUST appoint a DPO in accordance with the DP Law 2020.  As such, DIFC Authority has appointed a DPO, as required by Article 16(2)(a).  She is responsible for investigating issues, questions or concerns about Personal Data processing by DIFC Authority or its affiliates, and where necessary, reporting any breaches to the Commissioner's Office, which remains independent of the DPO responsibilities in order to make an objective assessment about whether, under the circumstances, DIFC Authority or its affiliates complied with the DP Law 2020 or Regulations. 

The DIFCA DPO may be contacted at [email protected] or by calling 04 362 2222. The DPO mailbox is monitored and you will ordinarily receive a reply shortly after your email is received. The process thereafter will largely depend on the circumstances of the query, but if an investigation is warranted, the DPO may ask for further information, documents, identification, or other materials in order to provide a sufficient response to the query or reason for contacting the DPO.  

You may also write to the DIFC DPO at the DIFC offices: 

DIFC Authority - DPO

PO Box 74777

DIFC, Dubai, UAE