Virtual assets and FATF guidelines – a risk-based approach for financial institutions
Status of registration:
Active
Business activities:
Advising on Financial Products
Arranging Deals in Investments
Arranging Credit and Advising on Credit
Registered Number:
2504
Registered offices:
Unit 503, Level 5, Index Tower, Dubai International Financial Centre, Dubai, 506610, United Arab Emirates
Name:
Lumina Capital Advisers Limited
Trading Name:
Lumina
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Private Company
Date of Incorporation :
18 06 2017
Commercial License Validity Date:
17 06 2022
Directors:
George Steven Traub
RICHARD PUDNER
ANDREW JAMES NICHOL
John Martin St Valery
Shareholders:
George Steven Traub
ANDREW JAMES NICHOL
John Martin St Valery
Company Secretary:
Capital Advantage Consutlats
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
30th September
Auditor:
BDO Chartered Accountants & Advisors
Class of Issued Shares:
Ordinary
Nominal Value of One Share:
USD 1.000000
Number of Issued Shares:
440,700.000000
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
No
Processing of Special Categories of Personal Data:
No
Purpose for the Personal Data Processing:
Accounting & Auditing, Administration of Membership Records, Credit Referencing, Provision of Financial Services, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers
Description of the Class of Personal Data being Processed:
Personal details, family employment details, financial details
List of Jurisdictions to which Personal Data may be transferred:
Not Applicable
Company Secretary:
Gareth John Williams until 05 November 2020
Directors:
Mark Ian Adams until 08 April 2018
Jessica Estefane until 15 October 2017
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