Company Overview

Status of registration:

Active

Business activities:

Arranging Custody

Advising on Financial Products

Arranging Credit and Advising on Credit

Arranging Deals in Investments

Registered Number:

0777

Registered offices:

Unit 601 , 602 , Level 6, Gate Precinct Building 6, Dubai International Financial Centre, Dubai, 506535, United Arab Emirates

Company Information

Name:

Nomura International plc

Trading Name:

Nomura International plc

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

23 Dec 2008

Commercial License Validity Date:

22 Dec 2020

Directors:

Rosemary Carol Murray

Neeta Avnash Kaur Atkar

Takeo Aoki

Jonathan Britton

Jonathan Wayne Lewis

David Warren Godfrey

Hisato Miyashita

John Gerard Mary Tierney

Company Secretary:

Christopher Colin Barlow

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st March

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

No

Processing of Special Categories of Personal Data:

No

Purpose for the Personal Data Processing:

Accounting & Auditing, Benifits, Grants & Loans Administration, Consultancy & Advisory Services, Education, Information & Data Bank Administration, Insurance Administration, Legal Services, Licensing & Registration, Policing, Private Investigation, Provision of Financial Services, Research, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Relatives and Associates, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

Personal details, employment details and financial details

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List of Jurisdictions to which Personal Data may be transferred:

Germany, Italy, Spain, Switzerland, United Kingdom, Bahrain, India, Japan, United States, Saudi Arabia, United Arab Emirates, Qatar


Former Properties

Company Secretary:

DENISE DILLON until 31 May 2011

ANDREW DAVID EAMES until 04 October 2016

Directors:

Anna Maria Josephine Cavanagh Bentley until 07 June 2020

Yasuo Kashiwagi until 21 January 2018

DAVID JETHRO FARRANT

KIERAN CHARLES POYNTER until 28 July 2015

DAVID LAURENCE BENSON until 21 January 2018

KENJI KIMURA until 30 August 2012

COLIN MARSH MARSHALL

MASANORI ITATANI until 18 July 2013

SHIGESUKE KASHIWAGI

CLARA HEDWIG FRANCES FURSE until 01 May 2013

PAUL SPANSWICK until 06 October 2016

PATRIK LENNART EDSPARR until 20 May 2014

SADEQ SAYEED until 25 June 2010

LEWIS JOHN O'DONALD until 23 May 2019

DAVID MAIR FINDLAY until 06 October 2016

TARUN JOTWANI until 23 January 2012

JEREMY JOHN LEONARD BENNETT until 19 November 2014

John Patrick Phizackerley until 09 April 2013

ANDREW THOMAS CAHN until 09 August 2018

YUGO ISHIDA

HIROYUKI SUZUKI until 25 July 2016

Yasuo Kashiwagi until 18 August 2019

Minoru Shinohara until 16 July 2017

James William Leng until 25 April 2017

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