Status of registration:
Active
Business activities:
Arranging Deals in Investments
Advising on Financial Products
Managing Assets
Registered Number:
396
Registered offices:
Unit GD-PB-05-05-OF-06 , Level 5, Gate District Precinct Building 05, Dubai International Financial Centre, Dubai, 506612, United Arab Emirates
Name:
Schroder Investment Management Limited
Trading Name:
Schroder Investment Management Limited
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
15 05 2007
Commercial License Validity Date:
14 05 2024
Directors:
Charles Prideaux
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Data Protection Officer Appointed:
No
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
Yes
Processing of Special Categories of Personal Data:
Yes
Purpose for the Personal Data Processing:
Advt, Mrkt & PR for the DC Itself, Credit Referencing, Licensing & Registration, Pensions Administration, Provision of Financial Services, Staff Administration
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers, Complainants, Correspondents, Enquirers, Advisors, Consultants, Prof. Experts
Description of the Class of Personal Data being Processed:
personal details, employment details, family details, financial details, credit and criminal record standings. The only special categories of personal data we process are necessary to comply with our obligations to obtain and renew Visas and limited to members of our workforce who needs one.
List of Jurisdictions to which Personal Data may be transferred:
Luxembourg, Netherlands, United Kingdom, United States
Directors:
MASSIMO TOSATO until 29 June 2016
ROGER DUNCAN GOODCHILD
John Alexander Troiano until 15 January 2020
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