Company Overview

Status of registration:

Active

Business activities:

Managing Assets

Advising on Financial Products

Arranging Deals in Investments

Registered Number:

0396

Registered offices:

Unit GD-PB-05-05-OF-06 , Level 5, Gate District Precinct Building 05, Dubai International Financial Centre, Dubai, 506612, United Arab Emirates

Company Information

Name:

Schroder Investment Management Limited

Trading Name:

Schroder Investment Management Limited

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Registration :

15 May 2007

Commercial License Validity Date:

14 May 2021

Directors:

Charles Prideaux

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

No

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

No

Processing of Special Categories of Personal Data:

Yes

Purpose for the Personal Data Processing:

Advt, Mrkt & PR for the DC Itself, Credit Referencing, Licensing & Registration, Pensions Administration, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Complainants, Correspondents, Enquirers, Advisors, Consultants, Prof. Experts

Description of the Class of Personal Data being Processed:

personal details, employment details, family details, financial details, credit and criminal record standings. The only special categories of personal data we process are necessary to comply with our obligations to obtain and renew Visas and limited to members of our workforce who needs one.

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List of Jurisdictions to which Personal Data may be transferred:

Luxembourg, Netherlands, United Kingdom, United States


Former Properties

Directors:

MASSIMO TOSATO until 29 June 2016

ROGER DUNCAN GOODCHILD

John Alexander Troiano until 15 January 2020

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