Name:
S&P Global Ratings Europe Limited
Trading Name:
S&P Global Ratings
Status of Registration:
Active
Type of License:
Regulated
DFSA License:
Yes
Legal Structure:
Recognised Company
Date of Incorporation :
20 12 2011
Commercial License Validity Date:
19 12 2023
Directors:
James Garvey
Ursula Schliessler
Yann Le Pallec
Martina Cheung
Florian Wagner
Company Secretary:
Julie Lynch Bridson
Matsack Trust Limited
DNFBP:
Designated Non-Financial Businesses and Professions
No
Financial Year End:
31st December
Data Protection Officer Appointed:
Yes
Data Protection Officer:
Taptesh Matharu, USA
Notifications:
Personal Data Processing Operations:
Yes
Transfer of Personal Data from the DIFC:
Yes
Processing of Special Categories of Personal Data:
Yes
Purpose for the Personal Data Processing:
Advt, Mrkt & PR for Others, Advt, Mrkt & PR for the DC Itself, Research, Staff Administration, Maintaining user accounts; Providing and improving services and customer support; Responding to regulatory requests; Liaising with our service providers.
Data Subjects or class of Data Subjects whose Personal Data is being processed:
Staff (Agents, Workers), Clients & Customer, Suppliers, Members, Complainants, Correspondents, Enquirers, Relatives and Associates, Advisors, Consultants, Prof. Experts, Employee’s Emergency Contact, Beneficiaries and Dependants; Ratings’ Users; Contractors; Persons in Respect of Whom Customers Provided Personal Data for Provision of Services; Individuals Mentioned in Articles.
Description of the Class of Personal Data being Processed:
A - Personal data concerning employees will included: 1. Name; 2. Date of Birth; 3. Home Address; 4. Office Email Address; 5. Nationality; 6. Racial or Ethnic Origin; 7. Immigration Status; 8. Passport Details; 9. Work Permit Details; 10. Dependents' Details; 11. Beneficiary Details; 12. Information on Health and Medical Conditions; 13. Emergency Contact Details; 14. Job Title; 15. Function; 16. Seniority; 17. Department; 18. Job Responsibilities; 19. Work Location; 20. Cost Code; 21. Working Hours; 22. Contractual Status; 23. Salary; 24. Fringe Benefits; 25. Work Related Insurances; 26. Work Related Pensions; 27. Executive Grade; 28. Travel & Expense Claims; 29. Vacation Entitlement & Record; 30. Absence Record; 31. Performance Review; 32. Disciplinary Record; 33. Sickness Records; 34. Employee Disclosure of Criminal Convictions, Breaches of Securities Laws, and Regulatory Censure; 35. Emails; 36. Information provided on a CV for Job Application/Employability Purposes; 37. Information Obtained During an Employee's Recruitment Cycle, such as Interview Notes; 38. Whistle-blower Reports submitted by Employees; 39. Surveillance Information; 40. Bank Account Details; 41. National ID Number; 42. Any Other Information Provided to us on a Company Account/Profile; 43. Information to Identify the Data Subjects who are Involved in the Provision of Services; B - Personal Data concerning actual/potential clients/suppliers will include: 1. Name; 2. Employer; 3. Business Activity; 4. Company Type; 5. Job Title; 6. Function; 7. Work Address; 8. Work Telephone Number; 9. Work Fax Number; 10. Work Email Address; 11. Billing Address; 12. Language Selection; 13. Usage Tracking Information; 14. Email Address; 15. Payment Details; 16. Marketing Preferences; 17. Any other Information Provided to us on a Company Account/Profile; 18. Any other information necessary to identify the data subjects who should receive the final output of the services; and 19. Underlying Personal Data Contained within the Information which is Provided to S&P for the Purposes of the Provision of the Services, such as the Personal Data of Individuals who have Financial Products in place which are Relevant to the Issuing of a Rating.
List of Jurisdictions to which Personal Data may be transferred:
France, Germany, Ireland, United Kingdom, Singapore, United States
Trade Name:
Standard & Poor's Ratings Services
Name:
Standard & Poor's Credit Market Services Europe Limited until 02 August 2018
Directors:
Jan Willem Plantagie until 18 August 2020
NEERAJ SAHAI until 10 November 2015
ADAM HUGH SCHUMAN until 09 November 2015
David Pearce until 30 June 2012
Yann Marc Eric LE PALLEC until 16 January 2017
PATRICK MILANO
RICHARD WARREN MOORE until 21 January 2015
DOUGLAS PETERSON until 31 January 2014
James Frederick Penrose until 14 November 2022
EDGAR CHRISTEL AUGUST MEISTER until 09 November 2015
Joseph George Strubel until 04 February 2020
Thierry Jean-Philippe Sciard until 15 August 2020
Dominic Anthony Paul Crawley until 15 August 2020
John Lee Berisford until 28 March 2022
Company Secretary:
ELIZABETH HITHERSAY until 08 September 2020
Catherine Shelley until 15 January 2017
ANTONY BERNARD THEODORE MONTAGUE until 15 January 2017
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