DIFC
Company Overview

Status of registration:

Active

Business activities:

Advising on Financial Products

Arranging Deals in Investments

Arranging Credit and Advising on Credit

Arranging Custody

Registered Number:

249

Registered offices:

Unit L39-00 , Level 39, ICD Brookfield Place, Dubai International Financial Centre, Dubai, 506542, United Arab Emirates

Company Information

Name:

UBS AG

Trading Name:

UBS AG DUBAI Branch

Status of Registration:

Active

Type of License:

Regulated

DFSA License:

Yes

Legal Structure:

Recognised Company

Date of Incorporation :

12 09 2006

Commercial License Validity Date:

11 09 2024

Directors:

Ezinwa Udezue

DNFBP: DIFC Designated Non-Financial Businesses and Professions

No

Financial Year End:

31st December

Data Protection

Data Protection Officer Appointed:

Yes

Notifications:

Personal Data Processing Operations:

Yes

Transfer of Personal Data from the DIFC:

Yes

Processing of Special Categories of Personal Data:

Yes

Purpose for the Personal Data Processing:

Accounting & Auditing, Benifits, Grants & Loans Administration, Consultancy & Advisory Services, Credit Referencing, Education, Information & Data Bank Administration, Licensing & Registration, Pensions Administration, Policing, Provision of Financial Services, Staff Administration

Data Subjects or class of Data Subjects whose Personal Data is being processed:

Staff (Agents, Workers), Clients & Customer, Suppliers, Members, Complainants, Correspondents, Enquirers, Relatives and Associates

Description of the Class of Personal Data being Processed:

Personal Data categories - processing of (natural persons) Clients data - Personal details & identification - Birth and family details - Professional profile - Public registry information - Physical and electronic address data - Client financial information - Internal identifiers - Transactions and processing - Certain special categories of Personal Data Personal Data categories - processing for internal and external employees - Personal details & identification - Birth and family details - Personal Relationship Information - Professional profile - Physical and electronic address data - Internal identifiers - Public registry information - Assignment information and responsibilities - External supplier information - Disciplinary and grievance - Leaves and holidays - Rating of employee and training results & rating - Salary, Compensation and Benefits - Background information - non-criminal information - Certain special categories of personal data

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List of Jurisdictions to which Personal Data may be transferred:

Canada, France, Germany, Jersey, Luxembourg, Netherlands, Poland, Switzerland, United Kingdom, Japan, Singapore, Australia, United States, Hong Kong, India


Former Properties

Business activities:

Dealing in Investments as Principal until 16 December 2016

Dealing in Investments as Agent until 16 December 2016

Trade Name:

UBS AG DUBAI BRANCH

UBS AG ( DIFC Branch)

Directors:

Anthony Iliya until 24 March 2013

KATRIN JUERISSEN until 28 March 2019

PETE WILLIAM BURNETT until 30 September 2008

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